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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2014-05-27 |
Branch Locations
19112 Gridley Road Suite 235, Cerritos, CA 90703 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Orange | CA | 05/2014 | Present |
| World Financial Group, Inc. | Orange | CA | 04/2014 | Present |
| Wealthwave | Cerritos | CA | 04/2022 | Present |
| Netlaw | Louisville | KY | 06/2026 | Present |
| Mj Marketing Llc | San Jose | CA | 06/2026 | Present |
Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc NETLAW POSITION: Independent Contractor NATURE: NetLaw is an online estate planning service. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 06/22/2026 ADDRESS: 12910 Shelbyville Road, Louisville KY 40243, United States DESCRIPTION: I will refer clients who ne3ed estate planning services that do not have an attorney. MJ MARKETING LLC POSITION: Independent Contractor NATURE: Provides bundled professional services with emphasis on estate planning services. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/26/2026 ADDRESS: 1602 Deluca Drive, San Jose CA 95131, United States DESCRIPTION: I will refer clients who need estate planning services that do not have an attorney. Includes client communications, follow up with client issues, basic estate planning education, and scheduling appointments. Weathwave: Cerritos, CA: Investment Realated: No; associate 04/1/2022
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2009-11-23 |
| S65 | Uniform Investment Adviser Law Examination | 2009-10-15 |
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