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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-05-27
  • CA RA
    APPROVED
    Since 2014-05-27

Branch Locations

19112 Gridley Road Suite 235, Cerritos, CA 90703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Orange CA 05/2014 Present
World Financial Group, Inc. Orange CA 04/2014 Present
Wealthwave Cerritos CA 04/2022 Present
Netlaw Louisville KY 06/2026 Present
Mj Marketing Llc San Jose CA 06/2026 Present
  • 05/2014 → Present
    Transamerica Financial Advisors, Inc
    Orange, CA
  • 04/2014 → Present
    World Financial Group, Inc.
    Orange, CA
  • 04/2022 → Present
    Wealthwave
    Cerritos, CA
  • 06/2026 → Present
    Netlaw
    Louisville, KY
  • 06/2026 → Present
    Mj Marketing Llc
    San Jose, CA
Previous Registrations
Other Businesses

Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc NETLAW POSITION: Independent Contractor NATURE: NetLaw is an online estate planning service. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 06/22/2026 ADDRESS: 12910 Shelbyville Road, Louisville KY 40243, United States DESCRIPTION: I will refer clients who ne3ed estate planning services that do not have an attorney. MJ MARKETING LLC POSITION: Independent Contractor NATURE: Provides bundled professional services with emphasis on estate planning services. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/26/2026 ADDRESS: 1602 Deluca Drive, San Jose CA 95131, United States DESCRIPTION: I will refer clients who need estate planning services that do not have an attorney. Includes client communications, follow up with client issues, basic estate planning education, and scheduling appointments. Weathwave: Cerritos, CA: Investment Realated: No; associate 04/1/2022

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-11-23
S65 Uniform Investment Adviser Law Examination 2009-10-15
  • S63 Uniform Securities Agent State Law Examination
    2009-11-23
  • S65 Uniform Investment Adviser Law Examination
    2009-10-15
Other Names
  • Patricia Wojnarowski

View on SEC IAPD

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