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Katharine Marie Kanitra

LPl Financial LLC

Cerritos, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-03-28
  • CA RA
    APPROVED
    Since 2022-03-28

Branch Locations

18000 Studebaker Rd, Ste. 700, Cerritos, CA 90703 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wm Financial Services Bellflower CA 12/2004 03/2022
J.P. Morgan Securities Llc Bellflower CA 10/2012 03/2022
Lpl Financial Llc Cerritos CA 03/2022 Present
Previous Registrations
  • 2012-10-01 → 2022-03-29
    J.P. Morgan Securities Llc
    Bellflower, CA
    Bellflower, CA
  • 2009-05-02 → 2012-10-01
    Chase Investment Services Corp.
    Bellflower, CA
    Paramount, CA
    Bellflower, CA
  • 2006-02-23 → 2009-05-02
    Wamu Investments, Inc.
    Bellflower, CA
    Bellflower, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-07-16
  • S63 Uniform Securities Agent State Law Examination
    1986-07-16
Other Names
  • Katharine Marie Lopez
  • Georgio Lopez
  • Katharine Gzesh
  • Katharine Marie Georgio
  • Katharine Marie Georgia
  • Katharine Marie Lopez
  • Katharine Marie Gzesh
  • Katharine Marie Lopez

View on SEC IAPD

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KATSUKO YAMABE
MAX MASAAKI YAMAGUCHI
AKIHIKO MOGI
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GEORGE EUGENE WASHINGTON
Jason Tani
ROBERTO EPIGMENIO GUZMAN
Michael Irving Tan

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PURE WEALTH MANAGEMENT · CERRITOS, CA
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KESTRA ADVISORY SERVICES, LLC · Cerritos, CA
LPL FINANCIAL LLC · CERRITOS, CA
PFS INVESTMENTS INC. · CERRITOS, CA
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