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4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-03-04 |
Branch Locations
4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
18000 Studebaker Rd Suite 700, Cerritos, CA 90701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank | Carlsbad | CA | 06/2016 | 04/2018 |
| Family First Life | San Diego | CA | 04/2018 | 01/2020 |
| American Senior Benefits | Woodland Hills | CA | 01/2020 | 08/2020 |
| Complete Weddings And Events | San Diego | CA | 10/2020 | Present |
| Arnion Financial | San Diego | AZ | 08/2020 | Present |
| Foundations Investment Advisors | Phoenix | AZ | 03/2025 | Present |
(1) NAME OF ENTITY: Cupcakes and Curls, POSITION: Bookkeeping, START DATE: 1/5/2017, ADDRESS: 950 Vista, CA 92084, DETAILS: Baking endeavor; I will assist with the bookkeeping aspect of this business, HOURS DEDICATED: 5-10 per month, HOURS DURING TRADING: 0, INVESTMENT RELATED: No (2) NAME OF ENTITY: Cyber Shield Associates, Inc., POSITION: Cyber Security, START DATE: 7/1/2016, ADDRESS: 3960 Las Vegas, NV 89169, DETAILS: CSAWebSecurity.com; multi-level marketing business aimed at protecting consumers' personal data, HOURS DEDICATED: 5-10 per month, HOURS DURING TRADING: 0, INVESTMENT RELATED: No (3) NAME OF ENTITY: Uber, POSITION: Rideshare Driver/Partner, START DATE: 10/31/2015, ADDRESS: 950 Vista, CA 92084, DETAILS: Uber.com; I accept or decline requests and transport riders to their desired locations, HOURS DEDICATED: 15-20 per month, HOURS DURING TRADING: 0, INVESTMENT RELATED: No (4) NAME OF ENTITY: (Self), POSITION: Notary, START DATE: 7/12/2016, ADDRESS: 950 Vista, CA 92084, DETAILS: Notary, HOURS DEDICATED: 1-2 per month, HOURS DURING TRADING: 0, INVESTMENT RELATED: No (5) COMPLETE EVENTS; NOT INVESTMENT RELATED; ADDRESS: 21463 RIDING TRAIL, HARMONY GROVE, CA 92029; MUSICAL ENTERTAINMENT FOR HIGH VALUE WEDDINGS; SENIOR DJ TECHNICIAN; START DATE: 10/2019; NUMBER OF HOURS A MONTH: 60 (6) INTEGRITY FINANCIAL RESOLUTIONS; INVESTMENT RELATED; ADDRESS: 28125 HAMDEN LN, ESCONDIDO, CA 92026; LIFE INSURANCE; SENIOR AGENT; ADVISING FOR LIFE INSURANCE AND FIXED LIFE INSURANCE AND ANNUITIES; START DATE: 03/2017; NUMBER OF HOURS A MONTH DURING TRADING HOURS: 140
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-01-27 |
| S63 | Uniform Securities Agent State Law Examination | 2016-06-09 |
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