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Andrew Jon Mccollum

LPl Financial LLC

Saint Albans, MO

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-11-01
TX RA APPROVED_RES 2021-03-22
IL RA APPROVED 2017-11-29
KS RA APPROVED 2017-11-29
MO RA APPROVED 2017-11-29
OH RA APPROVED 2017-11-29
PA RA APPROVED 2017-11-29
  • WI RA
    APPROVED
    Since 2024-11-01
  • TX RA
    APPROVED_RES
    Since 2021-03-22
  • IL RA
    APPROVED
    Since 2017-11-29
  • KS RA
    APPROVED
    Since 2017-11-29
  • MO RA
    APPROVED
    Since 2017-11-29
  • OH RA
    APPROVED
    Since 2017-11-29
  • PA RA
    APPROVED
    Since 2017-11-29

Branch Locations

3451 St Albans Road Suite C, Saint Albans, MO 63073 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Saint Albans MO 11/2017 Present
National Planning Corporation Saint Albans MO 11/2011 11/2017
  • 11/2017 → Present
    Saint Albans, MO
  • 11/2011 → 11/2017
    National Planning Corporation
    Saint Albans, MO
Previous Registrations
  • 2012-03-07 → 2017-11-29
    National Planning Corporation
    St. Albans Rd, MO
Other Businesses

1. 11/29/2017 - EUREKA HIGH SCHOOL FOOTBALL - Not Investment Related - 4525 HWY 109, EUREKA, MO 6325 - Other - ASSISTANT COACH/VOLUNTEER - Start Date 06/04/13 - 30 Hours Per Month/10 During Securities Trading. 2. 11/29/2017 - RESOURCE ONE ADVISORS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 11/23/2011 - 24 Hours Per Month/12 During Securities Trading. 3. 01/30/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 01/16/2018 - 1 Hour Per Month/1 Hour During Securities Trading - Other-Heath Savings Account. 4. 12/5/2018 - Wall Street Advisors LLC - Not Investment Related - 779 Wall Street, O'Fallon, IL 62269 - Other-Building Purchase agreement - Started 11/19/2018 - 0 Hours Per Month - LLC was created to purchase an office building. 5. 04/02/2019 - Herzog Event Speaker - Not investment related - Herzog Event Speaker - start date:03/25/2019 - 4 hrs/mo - 0 hrs during trading. 6. 07/23/2024 - EUREKA HIGH SCHOOL FOOTBALL - ASSISTANT COACH - Not Investment Related - 4525 Hwy 109, Eureka, MO 63025 - Start Date 08/12/2024 - 7 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-02-09
S63 Uniform Securities Agent State Law Examination 2012-01-12
  • S65 Uniform Investment Adviser Law Examination
    2012-02-09
  • S63 Uniform Securities Agent State Law Examination
    2012-01-12
Designations

View on SEC IAPD

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