Andrew Jon Mccollum

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2017 → Present
  Lpl Financial Llc
  Saint Albans, MO
• 11/2011 → 11/2017
  National Planning Corporation
  Saint Albans, MO

Previous Registrations

• 2012-03-07 → 2017-11-29
  National Planning Corporation
  St. Albans Rd, MO

Other Businesses

1. 11/29/2017 - EUREKA HIGH SCHOOL FOOTBALL - Not Investment Related - 4525 HWY 109, EUREKA, MO 6325 - Other - ASSISTANT COACH/VOLUNTEER - Start Date 06/04/13 - 30 Hours Per Month/10 During Securities Trading. 2. 11/29/2017 - RESOURCE ONE ADVISORS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 11/23/2011 - 24 Hours Per Month/12 During Securities Trading. 3. 01/30/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 01/16/2018 - 1 Hour Per Month/1 Hour During Securities Trading - Other-Heath Savings Account. 4. 12/5/2018 - Wall Street Advisors LLC - Not Investment Related - 779 Wall Street, O'Fallon, IL 62269 - Other-Building Purchase agreement - Started 11/19/2018 - 0 Hours Per Month - LLC was created to purchase an office building. 5. 04/02/2019 - Herzog Event Speaker - Not investment related - Herzog Event Speaker - start date:03/25/2019 - 4 hrs/mo - 0 hrs during trading. 6. 07/23/2024 - EUREKA HIGH SCHOOL FOOTBALL - ASSISTANT COACH - Not Investment Related - 4525 Hwy 109, Eureka, MO 63025 - Start Date 08/12/2024 - 7 Hours Per Month/ 0 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-02-09
• S63 Uniform Securities Agent State Law Examination
  2012-01-12

Designations

• Certified Financial Planner