Matthew David Tadao Farrells

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → 06/2022
  American Enterprise Investment Services Inc
  Minneapolis, MN
• 06/2022 → 06/2022
  Ameriprise Financial Services Inc
  Minneapolis,, MN
• 03/2020 → 03/2020
  Ameriprise Financial Services, Llc
  Minneapolis, MN
• 06/2022 → Present
  Ameriprise Financial Services, Llc.
  Minneapolis, MN

Other Businesses

Name of Activity: ATL HOA Board; Date Activity Started/Modified/Ended: 7/1/2024; Type of Activity: Non-Profit; Role/Relationship: Board Of Directors; Responsibilities: Serve as board member on ATL HOA board; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END --- Name of Activity: CFA Society of MN; Date Activity Started/Modified:2026-08-20; Address of Activity: 121 South Eight Street, Ste. 825, Minneapolis, MN, 55402, United States ; Type of Activity: Non profit; Describe if any other Activity:; Role/Relationship: Board of directors; Describe if any other Roles/Relationship:; Responsibilities: Oversee the organization as an at-large member of the board; Total Hours Per Month: 0 to 20; Total Hours Per Month During Trading Hours: 0 to 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others?:No;-- END ---

Exams

• S66 Uniform Combined State Law Examination
  2022-05-31
• S63 Uniform Securities Agent State Law Examination
  2012-01-05

Other Names

• Matt Farrells
• Matthew Farrells