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525 Junction Road Suite 8900, Madison, WI 53717 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2015-04-17 |
Branch Locations
605 4Th Street S, La Crosse, WI 54601 • United States
525 Junction Road Suite 8900, Madison, WI 53717 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Poehling Capital Management | Madison | WI | 04/2015 | Present |
1. GF ACRES, I AM A PARNTER IN A LLC THAT OWNS UNDEVELOPED PROPERTY IN LA CROSSE COUNTY, WI, THIS IS NOT INVESTMENT RELATED, THE ADDRESS IS W1507 COUNTY ROAD A MINDORO, WI 54644, REAL ESTATE, PARTNER SINCE 6/2009, 0 HRS/MONTH, 0 HRS, NO REGULAR DUTIES. I AM A LICENSED INSURANCE AGENT. WITH RESPECT TO THE PROVISION OF FINANCIAL PLANNING SERVICES, I MAY RECOMMEND INSURANCE PRODUCTS OFFEREB BY CERTAIN INSURANCE CARRIERS WITH WHICH PCM HAS AGREEMENTS AND RECEIVES COMMISSIONS FOR DOING SO. CLIENTS ARE ADVICES THAT THERE IS A POTENTIAL CONFLICT OF INTERST IN THAT THERE IS AN ECONOMIC INCENTIVE TO RECOMMEND INSURANCE PRODUCTS OFFERED THROUGH SUCH INSURANCE CARRIERS. CLIENTS ARE ALSO ADVISED THAT PCM STRIVES TO PUT ITS CLIENTS' INTEREST FIRST AND FOREMOST, AND CLIENTS MAY UTILIZE ANY INSURANCE CARRIER OR INSURANCE AGENCY THEY DESIRE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 2009-12-29 |
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