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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-17
  • TX RA
    APPROVED
    Since 2024-10-17

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Missouri City, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Realty Associates Houston TX 01/2008 03/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 01/2019 08/2024
Bank Of America, N.A. Houston TX 01/2019 08/2024
Cmg Financial The Woodlands TX 01/2018 01/2019
Bank Of Texas Thw Woodlands TX 03/2017 01/2018
City Of Houston Houston TX 08/2018 09/2018
Empower Financial Services, Inc Greenwood Village CO 10/2024 Present
Empower Advisory Group, Llc Greenwood Village CO 10/2024 Present
  • 01/2008 → 03/2017
    Realty Associates
    Houston, TX
  • 01/2019 → 08/2024
    Houston, TX
  • 01/2019 → 08/2024
    Bank Of America, N.A.
    Houston, TX
  • 01/2018 → 01/2019
    Cmg Financial
    The Woodlands, TX
  • 03/2017 → 01/2018
    Bank Of Texas
    Thw Woodlands, TX
  • 08/2018 → 09/2018
    City Of Houston
    Houston, TX
  • 10/2024 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 10/2024 → Present
    Greenwood Village, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-30
S63 Uniform Securities Agent State Law Examination 2010-11-03
  • S66 Uniform Combined State Law Examination
    2019-05-30
  • S63 Uniform Securities Agent State Law Examination
    2010-11-03
Other Names
  • Xavier Earl, Omar Smith
  • Xavier Earl Smith
  • Xavier Smith

View on SEC IAPD

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