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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-02-11 |
| CA | RA | APPROVED | 2020-05-19 |
Branch Locations
3333 East Concours Ste 8100, Suite 8100, Ontario, CA 91764 • United States
600 Portland Avenue South, Minneapolis, MN 55415 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | Ontario | CA | 06/2010 | 05/2020 |
| Thrivent Financial For Lutherans | Ontario | CA | 09/2010 | 05/2020 |
| Thrivent Advisor Network, Llc | Ontario | CA | 05/2020 | Present |
| Purshe Kaplan Sterling Investments, Inc. | Ontario | CA | 07/2020 | 06/2024 |
| Thrivent Investment Management Inc | Minneapolis | MN | 06/2024 | Present |
HABITAT FOR HUMANITY POMONA VALLEY POSITION: Member, Board of Directors NATURE: Charitable Organization dedictated to provide safe, decent and affordable housing INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2015 ADDRESS: 2111 Bonita Ave., LaVerne CA 91750, United States DESCRIPTION: As a board member I help set policy for the organization, which selects recipient families and provides housing for them, usually through new construction. The board also oversees the operating budget and Executive Director/staff THRIVENT ADVISOR NETWORK, LLC; DBA CONCOURS CAPITAL ADVISORS POSITION: Advisor NATURE: Affiliated Retail Investment Advisory Firm INVESTMENT RELATED: No NUMBER OF HOURS: 144 SECURITIES TRADING HOURS: 144 START DATE: 06/06/2024 ADDRESS: 3333 Concours St., Ontario CA 91784, United States DESCRIPTION: Provide investment advisory services to retail clients FIXED INSURANCE POSITION: Agent NATURE: Selling/servicing fixed insurance contract(s). INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2020 ADDRESS: 3333 Concour St. Suite 180, Ontario CA 91764, United States DESCRIPTION: Selling/servicing fixed insurance contract(s). IEFC, LLC POSITION: Owner/Partner NATURE: LLC is established for the expenses of TAN/TIMI business INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2025 ADDRESS: 3333 Concours St, Suite 8100, Ontario CA 91764, United States DESCRIPTION: As owner/partner I have an co-equal responsibility to oversee the operations and finances of the LLC
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-09-01 |
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