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Christopher Lee Chaffin

Raymond James Financial Services Advisors, Inc

Lakeland, FL

CRD 5728582

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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-10-17
  • FL RA
    APPROVED
    Since 2019-10-17

Branch Locations

1525 S. Florida Avenue Suite 2, Lakeland, FL 33813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc. Atlanta GA 11/2009 10/2019
Suntrust Advisory Services Atlanta GA 08/2016 10/2019
Raymond James Financial Services, Inc. Lakeland FL 10/2019 Present
Raymond James Financial Services Advisors, Inc. Lakeland FL 10/2019 Present
  • 11/2009 → 10/2019
    Suntrust Investment Services, Inc.
    Atlanta, GA
  • 08/2016 → 10/2019
    Suntrust Advisory Services
    Atlanta, GA
  • 10/2019 → Present
    Raymond James Financial Services, Inc.
    Lakeland, FL
  • 10/2019 → Present
    Lakeland, FL
Previous Registrations
  • 2016-08-24 → 2019-10-21
    Lakeland, FL
    Lakeland, FL
    Mulberry, FL
  • 2010-04-23 → 2016-12-31
    Truist Investment Services, Inc.
    Winter Haven, FL
    Lakeland, FL
    Lakeland, FL
    Lakeland, FL
    Mulberry, FL
Other Businesses

(1)Name of Business: Chaffin Capital Advisors, Inc. Address: 1525 S Florida Ave Ste 2, Lakeland, FL, 33803-2294, United States Activity Type: Business Owner Position/Title: Officer - President Investment Related: Yes Start Date: 10/15/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: I am the president and an advisor at Chaffin Capital Advisors, Inc. We are associated with RJFS. (2)Name of Business: Pete Twinkle LLC Address: 6811 Red Fox Run, Lakeland, FL, 33813, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 08/15/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife and I purchased a rental property under Pete Twinkle LLC and we are starting to rent the property out.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-20
  • S66 Uniform Combined State Law Examination
    2010-04-20
Designations
  • Certified Financial Planner
Other Names
  • Christopher Chaffin
  • Chris Chaffin

View on SEC IAPD

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