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Brandon Scott Powell

Ubs Financial Services Inc.

Asheville, NC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-06
NC RA APPROVED 2021-08-20
  • TX RA
    APPROVED
    Since 2023-11-06
  • NC RA
    APPROVED
    Since 2021-08-20

Branch Locations

138 Charlotte Street, Asheville, NC 28801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nitelites Asheville NC 04/2005 Present
Morgan Stanley Smith Barney Llc Asheville NC 10/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
Ubs Financial Services Inc. Asheville NC 08/2021 Present
  • 04/2005 → Present
    Nitelites
    Asheville, NC
  • 10/2009 → Present
    Morgan Stanley Smith Barney Llc
    Asheville, NC
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 08/2021 → Present
    Ubs Financial Services Inc.
    Asheville, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-30
  • S66 Uniform Combined State Law Examination
    2009-12-30

View on SEC IAPD

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LAURENCE J CASPER
DONALD PETER WEIDEMANN
SANDRA K NEWBERRY
JONATHAN TRAVIS PAYNE
CHRISTINA LEIGH SIMPSON
KATHLEEN CARROLL KING
AMBER DAWN MCCLEEREY

Other Offices

OPPENHEIMER & CO. INC. · ASHEVILLE, NC
CETERA INVESTMENT ADVISERS LLC · ASHEVILLE, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ASHEVILLE, NC
BEACON POINTE ADVISORS, LLC · Asheville, NC
BEACON POINTE ADVISORS, LLC · Asheville, NC
EDWARD JONES · ASHEVILLE, NC
LPL FINANCIAL LLC · ASHEVILLE, NC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Asheville, NC

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