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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-03-20 |
| TX | RA | APPROVED | 2023-03-10 |
Branch Locations
13912 W. Waddell Road, Surprise, AZ 85379-8718 • United States
28523 N El Mirage Rd, Peoria, AZ 85383 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Campbell | CA | 05/2015 | 05/2017 |
| Unemployed | San Jose | CA | 06/2017 | 01/2018 |
| Wells Fargo Clearing Services, Llc | San Jose | CA | 02/2018 | 03/2023 |
| J.P. Morgan Securities Llc | Peoria | AZ | 03/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Peoria | AZ | 03/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 2009-12-01 |
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