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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2022-04-20
  • MI RA
    APPROVED
    Since 2022-04-20

Branch Locations

2050 Livernois Rd Ste B, Troy, MI 48083-1757 • United States

Rochester Hills, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Bloomfield Hills MI 12/2019 04/2022
Mass Mutual Investors Services Llc Southfield MI 12/2018 11/2019
Updog Yoga Sterling Heights MI 12/2017 11/2021
Wealthcare Management Services/Advisory Partners, Llc Bloomfield Hills MI 11/2012 11/2018
Raymond James Financial Services Advisors, Inc. Bloomfield Hills MI 04/2021 04/2022
Lpl Financial Troy MI 04/2022 Present
  • 12/2019 → 04/2022
    Raymond James Financial Services, Inc.
    Bloomfield Hills, MI
  • 12/2018 → 11/2019
    Mass Mutual Investors Services Llc
    Southfield, MI
  • 12/2017 → 11/2021
    Updog Yoga
    Sterling Heights, MI
  • 11/2012 → 11/2018
    Wealthcare Management Services/Advisory Partners, Llc
    Bloomfield Hills, MI
  • 04/2021 → 04/2022
    Bloomfield Hills, MI
  • 04/2022 → Present
    Lpl Financial
    Troy, MI
Previous Registrations
Other Businesses

1- 04/2022 / DBA for LPL Business (entity for LPL business) / Center for Wealth Planning, Inc. / Investment Related / Troy, MI 2- 05/09/2022 - Wealth Planning Services, Inc - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04 04/20/2022 - 40 Hours Per Month/40 Hour During Securities Trading. 3. 01/05/2023 - J&J Shala d/b/a Updog Yoga - Not Investment Related - 210 W. University Drive, Rochester, MI 48307 13911 and/or 19 Mile Rd., Sterling Heights, MI 48313 - Outside/W-2 Employment - Substitute Yoga Instructor - Start Date: 01/06/2023 - 1 Hour Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-19
  • S66 Uniform Combined State Law Examination
    2021-04-19
Other Names
  • Rachel Ann Smolarek
  • Rachel A Smolarek

View on SEC IAPD

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