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James T. Williams

J.P. Morgan Securities LLC

Fox Lake, IL

Gurnee, IL

Grayslake, IL

Mchenry, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-29
IL RA APPROVED 2017-12-12
  • TX RA
    APPROVED_RES
    Since 2021-06-29
  • IL RA
    APPROVED
    Since 2017-12-12

Branch Locations

1382 St. Route 12, Fox Lake, IL 60020 • United States

6400 Grand Avenue, Gurnee, IL 60031 • United States

975 E. Belvidere Road, Grayslake, IL 60030 • United States

4302 W Elm St, Mchenry, IL 60050 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Grayslake IL 03/2010 Present
J.P. Morgan Securities Llc Grayslake IL 10/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-29
S63 Uniform Securities Agent State Law Examination 2009-12-14
  • S66 Uniform Combined State Law Examination
    2017-11-29
  • S63 Uniform Securities Agent State Law Examination
    2009-12-14
Other Names
  • James T Williams
  • James T Williams

View on SEC IAPD

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