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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-12-08
  • NC RA
    APPROVED
    Since 2023-12-08

Branch Locations

600 Portland Ave S, Minneapolis, MN 55415 • United States

Concord, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Springfield MA 02/2016 06/2019
Mml Investors Services, Llc Charlotte NC 05/2018 06/2019
Equitable Charlotte NC 01/2020 08/2021
Equitable Advisors Llc New York NY 03/2021 08/2021
Unemployed Concord NC 06/2019 01/2020
Robinhood Financial, Llc Charlotte NC 09/2021 04/2022
Thrivent Investment Management Inc Minneapolis MN 07/2022 Present
Thrivent Financial Appleton WI 08/2022 Present
  • 02/2016 → 06/2019
    Massmutual
    Springfield, MA
  • 05/2018 → 06/2019
    Mml Investors Services, Llc
    Charlotte, NC
  • 01/2020 → 08/2021
    Equitable
    Charlotte, NC
  • 03/2021 → 08/2021
    Equitable Advisors Llc
    New York, NY
  • 06/2019 → 01/2020
    Unemployed
    Concord, NC
  • 09/2021 → 04/2022
    Robinhood Financial, Llc
    Charlotte, NC
  • 07/2022 → Present
    Minneapolis, MN
  • 08/2022 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-07
S63 Uniform Securities Agent State Law Examination 2019-11-11
  • S66 Uniform Combined State Law Examination
    2023-12-07
  • S63 Uniform Securities Agent State Law Examination
    2019-11-11
Other Names
  • William Scott Rankin
  • Bill Rankin

View on SEC IAPD

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