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600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-12-08 |
Branch Locations
600 Portland Ave S, Minneapolis, MN 55415 • United States
Concord, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual | Springfield | MA | 02/2016 | 06/2019 |
| Mml Investors Services, Llc | Charlotte | NC | 05/2018 | 06/2019 |
| Equitable | Charlotte | NC | 01/2020 | 08/2021 |
| Equitable Advisors Llc | New York | NY | 03/2021 | 08/2021 |
| Unemployed | Concord | NC | 06/2019 | 01/2020 |
| Robinhood Financial, Llc | Charlotte | NC | 09/2021 | 04/2022 |
| Thrivent Investment Management Inc | Minneapolis | MN | 07/2022 | Present |
| Thrivent Financial | Appleton | WI | 08/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 2019-11-11 |
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