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Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-13
  • TX RA
    APPROVED
    Since 2022-04-13

Branch Locations

1 Firstcomm Plaza 4200 S Hulen St Ste 513, Fort Worth, TX 76109 • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Fort Worth, TX • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cicis Pizza Arlington TX 05/2016 12/2017
First Command Financial Planning, Inc. Ft Worth TX 12/2017 11/2021
First Command Brokerage Services, Inc Fort Worth TX 04/2022 Present
First Command Insurance Services, Inc Fort Worth TX 04/2022 Present
First Command Advisor Services, Inc. Fort Worth TX 04/2022 Present
Capestrand Financial Group, Llc Ft Worth TX 11/2021 03/2022
  • 05/2016 → 12/2017
    Cicis Pizza
    Arlington, TX
  • 12/2017 → 11/2021
    First Command Financial Planning, Inc.
    Ft Worth, TX
  • 04/2022 → Present
    First Command Brokerage Services, Inc
    Fort Worth, TX
  • 04/2022 → Present
    First Command Insurance Services, Inc
    Fort Worth, TX
  • 04/2022 → Present
    First Command Advisor Services, Inc.
    Fort Worth, TX
  • 11/2021 → 03/2022
    Capestrand Financial Group, Llc
    Ft Worth, TX
Previous Registrations
  • 2018-01-03 → 2021-11-02
    Fort Worth, TX
  • 2015-12-15 → 2016-05-11
    Fort Worth, TX
  • 2011-07-26 → 2015-12-15
    First Command Brokerage Services, Inc.
    Fort Worth, TX
    New London, CT
    Highland Falls, NY
  • 2010-01-07 → 2010-10-08
    First Command Brokerage Services, Inc.
    Fort Worth, TX
Other Businesses

(1) Name: Project Sanctuary Investment-related: No Address: PO BOX 1563 GRANBY, CO 80446 Nature of the other business: Education/Training Your position: Retreat Manager Start date: 01/01/21 The approximate number of hours/month you devote to the other business: 40 hours per month During securities trading hours: None Description of duties: Help manage 5-7 retreats per year for Project Sanctuary. Set up transportation for the staff and volunteers. (2) Name of the other business: Capestrand Financial LLC Whether the business is investment-related: Yes Address of the other business: FT WORTH, TX Nature of the other business: Owner/Sole/Partner Your position, title, or relationship with the other business: CEO The start date of your relationship: Oct 31, 2021 The approximate number of hours/month you devote to the other business: 1 to 5 The number of hours you devote to the other business during securities trading hours: 1 to 5 Briefly describe your duties relating to the other business: This is my LLC for being a Financial Advisor with First Command.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-01-05
S65 Uniform Investment Adviser Law Examination 2009-11-25
  • S63 Uniform Securities Agent State Law Examination
    2010-01-05
  • S65 Uniform Investment Adviser Law Examination
    2009-11-25
Other Names
  • Vaughn Badenhorst
  • Vaughn Ludolf Badenhorst

View on SEC IAPD

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