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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-02-24 |
Branch Locations
401 Union St, Seattle, WA 98101 • United States
4004 Kruse Way Place, Lake Oswego, OR 97035 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Umpqua Bank | Portland | OR | 05/2011 | 02/2017 |
| Umpqua Investments, Inc. | Portland | OR | 09/2015 | 02/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Portland | OR | 02/2017 | Present |
| Bank Of America, N.A. | Portland | OR | 03/2017 | Present |
I*103370 For profit or not for profit: For-Profit Organization Name of outside business organization: JCTT Investment related: N Address of business: St Paul, Oregon 97137 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 3/10/2008 Number of hours devoted: 10 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Hazelnut farm. Managing member of the LLC. Subject farm is a passive investment. Day to day operations are managed by other members. I*103372 For profit or not for profit: For-Profit Organization Name of outside business organization: Cobb Investment related: N Address of business: Salem, Oregon 97301 Nature of business: Other,Owned individually Position, title, association: Owner, Start date of relationship: 5/5/2003 Number of hours devoted: 10 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Rental property. Maintain property for renting. I*2153276, Entity Type: Fiduciary, Name of OBA: H D. C Trust, Address: West Linn, Oregon, 97068, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 01-Jan-2025, No Hours: 8 Monthly, No Hours during Trading: 0 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-03-13 |
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