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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2022-11-02 |
| TX | RA | APPROVED | 2022-10-31 |
Branch Locations
2200 N Rodney Parham Rd, Little Rock, AR 72212 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Little Rock | AR | 06/2011 | 12/2018 |
| Td Ameritrade | Little Rock | AR | 12/2018 | 06/2019 |
| Charles Schwab & Co., Inc. | Little Rock | AR | 06/2019 | 04/2021 |
| Charles Schwab Bank | Little Rock | AR | 06/2019 | 04/2021 |
| J.P. Morgan Securities Llc | Little Rock | AR | 04/2021 | Present |
| Jp Morgan Chase Bank, N.A. | Little Rock | AR | 04/2021 | Present |
| Td Ameritrade Invesment Management, Llc | Little Rock | AR | 12/2018 | 06/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Little Rock | AR | 10/2022 | Present |
| Bank Of America N.A. | Little Rock | AR | 12/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-10 |
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