Best Investors Account Sign in
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-10
MI RA APPROVED 2021-10-12
  • TX RA
    APPROVED
    Since 2023-03-10
  • MI RA
    APPROVED
    Since 2021-10-12

Branch Locations

919 Ranch Rd 620 S, Lakeway, TX 78734 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Lakeway TX 10/2009 Present
J.P. Morgan Securities Llc Lakeway TX 10/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-11
S63 Uniform Securities Agent State Law Examination 2009-11-23
  • S66 Uniform Combined State Law Examination
    2021-10-11
  • S63 Uniform Securities Agent State Law Examination
    2009-11-23
Other Names
  • Mini Sharma

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Lakeway, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor