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1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2026-01-05 |
| TX | RA | APPROVED | 2023-10-16 |
Branch Locations
1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States
625 Kenmoor Avenue Se Suite 301, Grand Rapids, MI 49546 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade | Grandville | MI | 04/2015 | 10/2019 |
| Td Ameritrade, Inc. | Grandville | MI | 02/2018 | 10/2019 |
| Td Ameritrade Investment Management, Llc | Omaha | NE | 02/2018 | 10/2019 |
| Financial Engines Advisors L.L.C | Sunnyvale | CA | 10/2019 | 10/2023 |
| Rfg Advisory, Llc Dba Lind Wealth Management | Grand Rapids | MI | 10/2023 | Present |
NAME OF OTHER BUSINESS: LIND WEALTH MANAGEMENT; INVESTMENT-RELATED: YES; ADDRESS: 625 KENMOOR AVENUE SE, SUITE 301, GRAND RAPIDS, MI 49546; NATURE OF BUSINESS: DBA; POSITION/TITLE: FOUNDER/WEALTH ADVISOR; START DATE: 10/16/2023; 160 HOURS/MONTH DURING SECURITIES TRADING HOURS; DUTIES: OWNER, WEALTH ADVISOR, ADVISORY ONLY DBA BUSINESS ENTITY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-24 |
| S63 | Uniform Securities Agent State Law Examination | 2009-12-03 |
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