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Current Employers
Rfg Advisory, Llc

1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-01-05
TX RA APPROVED 2023-10-16
  • MI RA
    APPROVED
    Since 2026-01-05
  • TX RA
    APPROVED
    Since 2023-10-16

Branch Locations

1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States

625 Kenmoor Avenue Se Suite 301, Grand Rapids, MI 49546 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Grandville MI 04/2015 10/2019
Td Ameritrade, Inc. Grandville MI 02/2018 10/2019
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 10/2019
Financial Engines Advisors L.L.C Sunnyvale CA 10/2019 10/2023
Rfg Advisory, Llc Dba Lind Wealth Management Grand Rapids MI 10/2023 Present
  • 04/2015 → 10/2019
    Scottrade
    Grandville, MI
  • 02/2018 → 10/2019
    Td Ameritrade, Inc.
    Grandville, MI
  • 02/2018 → 10/2019
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 10/2019 → 10/2023
    Financial Engines Advisors L.L.C
    Sunnyvale, CA
  • 10/2023 → Present
    Rfg Advisory, Llc Dba Lind Wealth Management
    Grand Rapids, MI
Previous Registrations
  • 2019-10-23 → 2023-11-10
    Grand Rapids, MI
    Grand Rapids, MI
  • 2018-02-27 → 2019-10-03
    Td Ameritrade, Inc.
    Grand Rapids, MI
  • 2018-02-26 → 2019-10-03
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Grandville, MI
  • 2017-04-24 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Other Businesses

NAME OF OTHER BUSINESS: LIND WEALTH MANAGEMENT; INVESTMENT-RELATED: YES; ADDRESS: 625 KENMOOR AVENUE SE, SUITE 301, GRAND RAPIDS, MI 49546; NATURE OF BUSINESS: DBA; POSITION/TITLE: FOUNDER/WEALTH ADVISOR; START DATE: 10/16/2023; 160 HOURS/MONTH DURING SECURITIES TRADING HOURS; DUTIES: OWNER, WEALTH ADVISOR, ADVISORY ONLY DBA BUSINESS ENTITY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-24
S63 Uniform Securities Agent State Law Examination 2009-12-03
  • S66 Uniform Combined State Law Examination
    2017-04-24
  • S63 Uniform Securities Agent State Law Examination
    2009-12-03
Other Names
  • Ryan M Lind

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