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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-08 |
| WA | RA | APPROVED | 2026-02-06 |
Branch Locations
401 Union St, Seattle, WA 98101 • United States
10400 Ne 4Th St Moutain Pacific, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Salt Lake City | UT | 01/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Salt Lake City | UT | 11/2016 | 08/2017 |
| Morgan Stanley Smith Barney Llc | Kirkland | WA | 11/2017 | 04/2024 |
| Lpl Enterprise, Llc | Fort Mill | SC | 09/2024 | 12/2024 |
| Unemployed | Sammamish | WA | 04/2024 | 09/2024 |
| Unemployed | Draper | UT | 08/2017 | 11/2017 |
| Raymond James Financial Services, Inc. | Sammamish | WA | 12/2024 | 12/2025 |
| Raymond James Financial Services Advisors, Inc. | Sammamish | WA | 12/2024 | 12/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Seattle | WA | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-09 |
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