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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-08-15 |
| CA | RA | APPROVED | 2009-12-22 |
Branch Locations
2705 Park Marina Dr [Rc-Rbo], Redding, CA 96001 • United States
400 Capitol Mall Ste 1700, Sacramento, CA 95814 • United States
400 Capitol Mall Ste 1700 [Kd-Rbo], Sacramento, CA 95814 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Lincoln | CA | 10/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Lincoln | CA | 11/2016 | Present |
RENTAL PROPERTY; INV RELATED; ROSEVILLE, CA; 100% OWNERSHIP WITH SPOUSE; START 8/15/2016; 1 HOUR PER MONTH, 0 DURING TRADING; OWNER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-18 |
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