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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-02-18 |
| AR | RA | APPROVED | 2010-02-18 |
Branch Locations
2300 Cottondale Ln Ste 175, Little Rock, AR 72202-2031 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Little Rock | AR | 10/2009 | Present |
1. 1/21/2021 - Shady Grove Pecans - Not Investment Related - Home Based - Other-Business Owner - Co-Owner / Co-Operator - Started 12/01/2020 - 4 Hours Per Month/0 Hours During Securities Trading. 2. 03/30/2022 - Peregrine Wealth Strategies - Investment Related - At Reported Business Location(s) - Non-Variable Insurance DBA - Start Date: 03/01/2022 - 10 Hours Per Month/0 Hours During Securities Trading 3. 09/26/2023 - Georgetown Antiques - Not Investment Related - Little Rock, AR - Other - Business Owner - Start Date 06/01/2023 - 5 Hours Per Month 0 Hours During Trading 4. 02/06/2024 - PEREGRINE WEALTH STRATEGIES - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 11/2/2010 - 210 Hrs/mo; 7 Hrs During Trading. 5. 07/24/2024 - Real Estate Rental - Investment Related - Little Rock, AR - Start Date 06/01/2023 - 1 Hour Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-02-17 |
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