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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2024-02-08 |
| DC | RA | APPROVED | 2021-12-21 |
| VA | RA | APPROVED | 2021-08-25 |
| TX | RA | APPROVED | 2013-05-30 |
| MD | RA | APPROVED | 2013-03-22 |
Branch Locations
1700 K St Nw 9Th Fl [Du-Rbo], Washington, DC 20006 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Bethesda | MD | 03/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Bethesda | MD | 11/2016 | Present |
ASSAULT FORWARD LLC, NOT INV RELATED, GAITHERSBURG, MD, 33.33% OWNERSHIP, START 12/11/2017, 10 HOURS PER MONTH, ZERO DURING TRADING, MILITARY AND VETRAN THEMED APPAREL AND ACCESSORIES. AMMA'S KITCHEN; NOT INV RELATED;EAST ELMHURST,NY; PODCAST ;33% OWNERSHIP; START DATE: 06/06/2026; 10 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 2006-02-06 |
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