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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-02-23
IN RA APPROVED 2012-10-29
  • TX RA
    APPROVED_RES
    Since 2015-02-23
  • IN RA
    APPROVED
    Since 2012-10-29

Branch Locations

246 Third Ave, Jasper, IN 47546 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Indianapolis IN 06/2012 Present
Bank Of America, N.A. Indianapolis IN 12/2012 Present
Other Businesses

FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: MEMORIAL HOSPITAL AND HEALTH CARE CENTERINVESTMENT RELATED: NOADDRESS OF BUSINESS:JASPER, INDIANA 47546NATURE OF BUSINESS: OTHER POSITION, TITLE, ASSOCIATION: DIRECTORSTART DATE OF RELATIONSHIP: 07/01/2007NUMBER OF HOURS DEVOTED: 100 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 50 HOUR(S) ANNUALLYDUTIES: FINANCE AND INVESTMENT COMMITTEES. FUNDRAISING. BUDGET AND FINANCIAL OVERSIGHT.(4)FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION I*94389FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: PRECIOUS BLOOD CHURCHINVESTMENT RELATED: YADDRESS OF BUSINESS:JASPER, INDIANA 47546NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 5/31/2016NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: PRECIOUS BLOOD CHURCH IS MY PARISH OF WORSHIP . . . FATHER KAISER HAS INVITED ME TO REJOIN THE FINANCE COMMISSION. I HAD BEEN A MEMBER FOR +/- 25 YEARS UNTIL 'RETIRING' 5 YEARS AGO

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-26
  • S66 Uniform Combined State Law Examination
    2012-10-26

View on SEC IAPD

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