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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-23 |
| IN | RA | APPROVED | 2012-10-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Indianapolis | IN | 06/2012 | Present |
| Bank Of America, N.A. | Indianapolis | IN | 12/2012 | Present |
FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: MEMORIAL HOSPITAL AND HEALTH CARE CENTERINVESTMENT RELATED: NOADDRESS OF BUSINESS:JASPER, INDIANA 47546NATURE OF BUSINESS: OTHER POSITION, TITLE, ASSOCIATION: DIRECTORSTART DATE OF RELATIONSHIP: 07/01/2007NUMBER OF HOURS DEVOTED: 100 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 50 HOUR(S) ANNUALLYDUTIES: FINANCE AND INVESTMENT COMMITTEES. FUNDRAISING. BUDGET AND FINANCIAL OVERSIGHT.(4)FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION I*94389FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: PRECIOUS BLOOD CHURCHINVESTMENT RELATED: YADDRESS OF BUSINESS:JASPER, INDIANA 47546NATURE OF BUSINESS: CHARITABLE ORGANIZATION,POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 5/31/2016NUMBER OF HOURS DEVOTED: 1 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: PRECIOUS BLOOD CHURCH IS MY PARISH OF WORSHIP . . . FATHER KAISER HAS INVITED ME TO REJOIN THE FINANCE COMMISSION. I HAD BEEN A MEMBER FOR +/- 25 YEARS UNTIL 'RETIRING' 5 YEARS AGO
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-26 |
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