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Joseph S. Cullen

J.P. Morgan Securities LLC

West Harrison, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2013-09-25
NJ RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2013-09-25
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

925 Westchester Ave, West Harrison, NY 10604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc West Harrison NY 10/2012 Present
Jpmorgan Chase Bank, N.A. West Harrison NY 08/2010 Present
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    West Harrison, NY
  • 08/2010 → Present
    Jpmorgan Chase Bank, N.A.
    West Harrison, NY
Previous Registrations
  • 2010-09-03 → 2012-10-01
    Chase Investment Services Corp.
    Sunnyside, NY
    Sunnyside, NY
    Queens, NY
    Rego Park, NY
    Forest Hills, NY
    Woodside, NY
    Millwood, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-04
  • S66 Uniform Combined State Law Examination
    2009-11-04
Other Names
  • Joseph Cullen
  • Joe Cullen

View on SEC IAPD

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Other Offices

FOREPONT CAPITAL LLC · WHITE PLAINS, NY
COMMONWEALTH FINANCIAL NETWORK · West Harrison, NY
KINGSWOOD WEALTH ADVISORS, LLC · White Plains, NY
SUMMIT FINANCIAL, LLC · WHITE PLAINS, NY
OSAIC WEALTH, INC. · WHITE PLAINS, NY
J.P. MORGAN SECURITIES LLC · WHITE PLAINS, NY
CETERA INVESTMENT ADVISERS LLC · WHITE PLAINS, NY
BENJAMIN F. EDWARDS & COMPANY, INC. · WHITE PLAINS, NY

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