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120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-02-03 |
Branch Locations
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guggenheim Funds Distributors, Llc | Lisle | IL | 10/2013 | 11/2017 |
| Blackrock | Chicago | IL | 12/2017 | 01/2021 |
| Blackrock Investments, Llc | Chicago | IL | 12/2017 | 01/2021 |
| First Trust Portfolios L.P. | Wheaton | IL | 01/2022 | Present |
| First Trust Advisors L.P. | Wheaton | IL | 01/2022 | Present |
| Seeking Employment | Burr Ridge | IL | 01/2021 | 01/2022 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2009-10-30 |
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