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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2016-09-22 |
| TX | RA | APPROVED_RES | 2015-11-03 |
Branch Locations
2200 North Rodney Parham Road Suite 100, Little Rock, AR 72212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Little Rock | AR | 10/2015 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 11/2015 | Present |
1. Toddy Shop; Investment related; Liquor Store; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Mar 2018; During business hours: 0; After business hours: 3; Ownership
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 2009-11-03 |
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