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Ross Edward Ramsey

Ubs Financial Services Inc.

Sewickley, PA

New York, NY

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-04-18
NY RA APPROVED 2021-10-26
NJ RA APPROVED 2017-10-20
  • PA RA
    APPROVED
    Since 2023-04-18
  • NY RA
    APPROVED
    Since 2021-10-26
  • NJ RA
    APPROVED
    Since 2017-10-20

Branch Locations

2200 Georgetowne Drive 6Th Floor, Suite 600, Sewickley, PA 15143 • United States

1285 Avenue Of The Americas Floor 15 Thru 18, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Investment Management Services Newark NJ 09/2015 02/2017
Prudential Insurance Company Of America Newark NJ 09/2015 02/2017
Prudential Investments Llc Newark NJ 09/2015 02/2017
Ubs Financial Services Inc. Sewickley PA 08/2017 Present
Unemployed New York NY 02/2017 08/2017
  • 09/2015 → 02/2017
    Prudential Investment Management Services
    Newark, NJ
  • 09/2015 → 02/2017
    Prudential Insurance Company Of America
    Newark, NJ
  • 09/2015 → 02/2017
    Prudential Investments Llc
    Newark, NJ
  • 08/2017 → Present
    Ubs Financial Services Inc.
    Sewickley, PA
  • 02/2017 → 08/2017
    Unemployed
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-28
  • S66 Uniform Combined State Law Examination
    2012-03-28
Other Names
  • Ross Ramsey

View on SEC IAPD

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SEWICKLEY FINANCIAL LLC

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JOHN MARTIN SCHNEIDER
LAURA S GLEGHORN
RANDOLPH ANTHONY BODNAR
BRIAN MATTHEW SPENCER
ERIC SCOTT LEWIS
Sumana Naik

Other Offices

JMS CAPITAL GROUP WEALTH SERVICES, LLC · SEWICKLEY, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · Sewickley, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SEWICKLEY, PA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Sewickley, PA
SCHENLEY CAPITAL, INC · SEWICKLEY, PA
NAV WEALTH PARTNERS · SEWICKLEY, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SEWICKLEY, PA
J.P. MORGAN SECURITIES LLC · Sewickley, PA

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