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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-10-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Buffalo Gap | TX | 10/2013 | Present |
1) Shepherd Operations|Investment Related:Yes|3560 Catclaw Dr;Abilene ;Tx;79606;United States|Financial Services|Owner|2014-01-01|HoursPerMonth:More than 40|HoursSpentduringSecurityTrading:8|Entity established exclusively in connection with the rep's independent broker relationship with the firm for liability, protection and tax purposes 2) Everyday Armor LLC|Investment Related: No|3860 Drexmore Rd, Ft Worth, TX, 76244, USA|Retail|Partner|5/12/2017|Less than 20 hour/month - 0 during trading hours|Product Development, inventory management, 3) Shepherd Cattle Co., LLC|Investment Related:No|154 CR 3843;Bridgeport;TX;76426;USA|Agriculture/Forestry/Fishing|Owner|2012-08-01|HoursPerMonth:Less than 20|HoursSpentduringSecurityTrading:0|Raise and sell beef cattle
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 2006-04-06 |
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