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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-02-12
FL RA APPROVED 2009-12-07
  • TX RA
    APPROVED_RES
    Since 2014-02-12
  • FL RA
    APPROVED
    Since 2009-12-07

Branch Locations

355 Alhambra Cir, Coral Gables, FL 33134 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 08/2009 Present
Bank Of America, Na Miami FL 12/2009 Present
Other Businesses

I*555262 For profit or not for profit: Entity For Profit Name of outside business organization: NYH Unit LLC Investment related: Y Address of business: Miami, Florida, 33176 Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 10/22/2021 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , I am a passive investor in this LLC, the managing member is my father. the equity of the company will be split 33% my father Carlos Gonzalez, Sr. 33% my brother Carlos Gonzalez Jr. and 34% myself. This is a single purpose LLC to hold title of investment 1.FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION 2.NAME OF OUTSIDE BUSINESS ORGANIZATION: CYMA KC PROPERTIES 3.INVESTMENT RELATED: Y 4.ADDRESS OF BUSINESS: MIAMI, FLORIDA 33176 5.NATURE OF BUSINESS: LLC, 7.POSITION, TITLE, ASSOCIATION: FAMILY HELD, 8.START DATE OF RELATIONSHIP: 1/5/1999 9.NUMBER OF HOURS DEVOTED: 5 HOUR(S) ANNUALLY 10.NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 11.DUTIES: I'M A MANAGING MEMBER FOR A FAMILY HELD LLC. THE LLC IS FOR THE PURPOSE OF HOLDING RESIDENTIAL RENTAL PROPERTIES...MY PARTNERS ARE MY FATHER AND BROTHER....THE COMPANY CURRENTLY OWNS 1 PROPERTY I*959329 For profit or not for profit: Name of outside business organization: St. Theresa School Investment related: N Address of business: , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , School Golf Tournament Committee member; help organize and promote annual event.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-02
  • S66 Uniform Combined State Law Examination
    2009-12-02
Other Names
  • Jorge Alberto Gonzalez
  • Jorge Alberto Gonzalez

View on SEC IAPD

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