Jorge A Gonzalez

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Miami, FL
• 12/2009 → Present
  Bank Of America, Na
  Miami, FL

Other Businesses

I*555262 For profit or not for profit: Entity For Profit Name of outside business organization: NYH Unit LLC Investment related: Y Address of business: Miami, Florida, 33176 Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 10/22/2021 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , I am a passive investor in this LLC, the managing member is my father. the equity of the company will be split 33% my father Carlos Gonzalez, Sr. 33% my brother Carlos Gonzalez Jr. and 34% myself. This is a single purpose LLC to hold title of investment 1.FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION 2.NAME OF OUTSIDE BUSINESS ORGANIZATION: CYMA KC PROPERTIES 3.INVESTMENT RELATED: Y 4.ADDRESS OF BUSINESS: MIAMI, FLORIDA 33176 5.NATURE OF BUSINESS: LLC, 7.POSITION, TITLE, ASSOCIATION: FAMILY HELD, 8.START DATE OF RELATIONSHIP: 1/5/1999 9.NUMBER OF HOURS DEVOTED: 5 HOUR(S) ANNUALLY 10.NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 11.DUTIES: I'M A MANAGING MEMBER FOR A FAMILY HELD LLC. THE LLC IS FOR THE PURPOSE OF HOLDING RESIDENTIAL RENTAL PROPERTIES...MY PARTNERS ARE MY FATHER AND BROTHER....THE COMPANY CURRENTLY OWNS 1 PROPERTY I*959329 For profit or not for profit: Name of outside business organization: St. Theresa School Investment related: N Address of business: , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , School Golf Tournament Committee member; help organize and promote annual event.

Exams

• S66 Uniform Combined State Law Examination
  2009-12-02

Other Names

• Jorge Alberto Gonzalez
• Jorge Alberto Gonzalez