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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
WY RA APPROVED 2018-04-12
CO RA APPROVED 2018-03-19
KS RA APPROVED 2017-01-31
MO RA APPROVED 2017-01-12
TX RA APPROVED 2015-09-15
NE RA APPROVED 2014-10-14
  • WY RA
    APPROVED
    Since 2018-04-12
  • CO RA
    APPROVED
    Since 2018-03-19
  • KS RA
    APPROVED
    Since 2017-01-31
  • MO RA
    APPROVED
    Since 2017-01-12
  • TX RA
    APPROVED
    Since 2015-09-15
  • NE RA
    APPROVED
    Since 2014-10-14

Branch Locations

13321 California St, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Omaha NE 10/2009 Present
Bank Of America, N.A. Omaha NE 06/2018 Present
Other Businesses

I*63786 For profit or not for profit: For-Profit Organization Name of outside business organization: Emerald Glassworks Investment related: No Address of business: Omaha, Nebraska 68114 Position, title, association: Owner Start date of relationship: 6/1/2013 Number of hours devoted: 10 hrs Monthly Number of hours devoted during trading hours: 0 Duties: Owner - fused glass business - updated address only I*1162266 Entity Type: Charitable Name of outside business organization: Creighton University Investment related: N Address of business: Omaha, Nebraska, 68102 Position, title, association: Other Start date of relationship: 2/20/2023 Number of hours devoted: 2 hrs Monthly Number of hours devoted during trading hours: 0 Duties: Mentor role for 1:1 mentee - build financial self confidence for mentee, Creighton University is looking for alumni volunteers to mentor single women in basic level finance management. This is a joint effort with Financial Hope Collaboration/Financial Stability program funded by United Way started in 2008 with ongoing funding I*3826269 Entity Type: Charitable Name of OBA: Christ Child Society Address: Omaha, Nebraska, 68144 Investment Related: No Position, Title, Association: Employee Start Date: 03/01/2026 Number of Hours: 60, Yearly Number of Hours during trading: 0 Duties: Christ Child Omaha provides volunteer support for unwed mothers through newborn layettes, scholarships, car seats, & reading programs. I only serve on the layette program through one of the local auxiliaries. My CCSO board position ended end of 2025 only support the layette program going forward and attend general fund raising activities. I*3827275 Entity Type: Charitable Name of OBA: National Christ Child Society Address: Rockville, Maryland, 20852 Investment Related: No Position, Title, Association: Committee,Board Member Employee Start Date: 09/10/2026 Number of Hours: 50, Yearly Number of Hours during trading: 0 Duties: A volunteer National level Board supporting our state chapters, helping them grow their impact in local areas, and raise awareness of our mission while expanding to new areas. Christ Child supports unwed mothers through layettes, scholarships, car seats, & reading programs. I have been asked to serve on the National level following completing a six year term on the Nebraska State level. Monthly meetings & committee service. Maybe 50 hours/annually of time outside of normal work hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-11
  • S66 Uniform Combined State Law Examination
    2014-10-11
Other Names
  • Barbara J Fiala

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