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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WY | RA | APPROVED | 2018-04-12 |
| CO | RA | APPROVED | 2018-03-19 |
| KS | RA | APPROVED | 2017-01-31 |
| MO | RA | APPROVED | 2017-01-12 |
| TX | RA | APPROVED | 2015-09-15 |
| NE | RA | APPROVED | 2014-10-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Omaha | NE | 10/2009 | Present |
| Bank Of America, N.A. | Omaha | NE | 06/2018 | Present |
I*63786 For profit or not for profit: For-Profit Organization Name of outside business organization: Emerald Glassworks Investment related: No Address of business: Omaha, Nebraska 68114 Position, title, association: Owner Start date of relationship: 6/1/2013 Number of hours devoted: 10 hrs Monthly Number of hours devoted during trading hours: 0 Duties: Owner - fused glass business - updated address only I*1162266 Entity Type: Charitable Name of outside business organization: Creighton University Investment related: N Address of business: Omaha, Nebraska, 68102 Position, title, association: Other Start date of relationship: 2/20/2023 Number of hours devoted: 2 hrs Monthly Number of hours devoted during trading hours: 0 Duties: Mentor role for 1:1 mentee - build financial self confidence for mentee, Creighton University is looking for alumni volunteers to mentor single women in basic level finance management. This is a joint effort with Financial Hope Collaboration/Financial Stability program funded by United Way started in 2008 with ongoing funding I*3826269 Entity Type: Charitable Name of OBA: Christ Child Society Address: Omaha, Nebraska, 68144 Investment Related: No Position, Title, Association: Employee Start Date: 03/01/2026 Number of Hours: 60, Yearly Number of Hours during trading: 0 Duties: Christ Child Omaha provides volunteer support for unwed mothers through newborn layettes, scholarships, car seats, & reading programs. I only serve on the layette program through one of the local auxiliaries. My CCSO board position ended end of 2025 only support the layette program going forward and attend general fund raising activities. I*3827275 Entity Type: Charitable Name of OBA: National Christ Child Society Address: Rockville, Maryland, 20852 Investment Related: No Position, Title, Association: Committee,Board Member Employee Start Date: 09/10/2026 Number of Hours: 50, Yearly Number of Hours during trading: 0 Duties: A volunteer National level Board supporting our state chapters, helping them grow their impact in local areas, and raise awareness of our mission while expanding to new areas. Christ Child supports unwed mothers through layettes, scholarships, car seats, & reading programs. I have been asked to serve on the National level following completing a six year term on the Nebraska State level. Monthly meetings & committee service. Maybe 50 hours/annually of time outside of normal work hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-11 |
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