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Lucas Alan Thouvenin

Fisher Investments

Tampa, FL

Plano, TX

CRD 5721025

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-03-01
TX RA APPROVED_RES 2022-02-17
  • FL RA
    APPROVED
    Since 2022-03-01
  • TX RA
    APPROVED_RES
    Since 2022-02-17

Branch Locations

3109 W Dr Martin Luther King Jr Blvd Suite 600, Tampa, FL 33607 • United States

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American United Lif Saint Louis MO 10/2009 09/2018
Oneamerica Securities Saint Louis MO 11/2009 09/2018
Raymond James And Associates St Petersburg FL 09/2018 01/2022
Fisher Investments Tampa FL 02/2022 Present
  • 10/2009 → 09/2018
    American United Lif
    Saint Louis, MO
  • 11/2009 → 09/2018
    Oneamerica Securities
    Saint Louis, MO
  • 09/2018 → 01/2022
    Raymond James And Associates
    St Petersburg, FL
  • 02/2022 → Present
    Tampa, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-01-23
S63 Uniform Securities Agent State Law Examination 2009-12-21
  • S65 Uniform Investment Adviser Law Examination
    2012-01-23
  • S63 Uniform Securities Agent State Law Examination
    2009-12-21
Other Names
  • Lucas Alan Thouvenin
  • Lucas Thouvenin

View on SEC IAPD

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