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Nicholas Bert Heiar

Friday Financial

Dubuque, IA

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Current Employers
Friday Financial

600 Star Brewery Drive Suite 400, Dubuque, IA 52001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-05-31
IA RA APPROVED 2024-02-16
  • TX RA
    APPROVED_RES
    Since 2024-05-31
  • IA RA
    APPROVED
    Since 2024-02-16

Branch Locations

600 Star Brewery Drive Suite 400, Dubuque, IA 52001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Honkamp Krueger Financial Services Inc Dubuque IA 03/2009 06/2020
Proequities, Inc Dubuque IA 10/2009 09/2020
Avantax Investment Services, Inc. Dubuque IA 06/2020 06/2023
Friday Financial, Inc. Dubuque IA 01/2024 Present
Unemployed Dubuque IA 07/2023 01/2024
  • 03/2009 → 06/2020
    Honkamp Krueger Financial Services Inc
    Dubuque, IA
  • 10/2009 → 09/2020
    Proequities, Inc
    Dubuque, IA
  • 06/2020 → 06/2023
    Avantax Investment Services, Inc.
    Dubuque, IA
  • 01/2024 → Present
    Friday Financial, Inc.
    Dubuque, IA
  • 07/2023 → 01/2024
    Unemployed
    Dubuque, IA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-05-24
S63 Uniform Securities Agent State Law Examination 2009-12-11
  • S65 Uniform Investment Adviser Law Examination
    2010-05-24
  • S63 Uniform Securities Agent State Law Examination
    2009-12-11
Other Names
  • Nick Bert Heiar

View on SEC IAPD

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MARINER INDEPENDENT

Other Investors

CHAD JOSEPH KRUSE
ROBERT EMMETT LEE
SAWYER MARQUARDT
KEVIN MICHAEL DIETZEL
WYATT KELLY
JOSEPH CONSTANTINE BERNARDI
Terry B Brown
Michael R Ziembo

Other Offices

NATIONS FINANCIAL GROUP, INC. · Dubuque, IA
AVANTAX PLANNING PARTNERS, INC. · DUBUQUE, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Dubuque, IA
ROSEMEYER MANAGEMENT GROUP · Dubuque, IA
RICHMOND INVESTMENT SERVICES LLC · Dubuque, IA
LPL FINANCIAL LLC · DUBUQUE, IA
UMB PRIVATE WEALTH MANAGEMENT, LLC · Dubuque, IA
MARINER INDEPENDENT · Dubuque, IA

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