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David Roasa

Madison Partners

Madison, WI

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Current Employers
Madison Partners

1502 W Broadway Suite 301, Madison, WI 53713 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-09-03
  • WI RA
    APPROVED
    Since 2025-09-03

Branch Locations

1502 W Broadway Suite 301, Madison, WI 53713 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vanguard Marketing Corporation Charlotte NC 05/2013 11/2021
Vanguard Advisers, Inc. Charlotte NC 09/2020 11/2021
Lpl Financial Llc Fort Mill SC 11/2021 12/2024
Unemployed Verona WI 01/2025 08/2025
Madison Partners Madison WI 09/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-11
S63 Uniform Securities Agent State Law Examination 2009-11-12
  • S66 Uniform Combined State Law Examination
    2020-09-11
  • S63 Uniform Securities Agent State Law Examination
    2009-11-12
Other Names
  • David M Roasa
  • Dave Roasa
  • David Michael Roasa

View on SEC IAPD

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