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Sara K Blackham

Morgan Stanley

Salt Lake City, UT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-05-04
UT RA APPROVED 2017-08-28
  • TX RA
    APPROVED_RES
    Since 2020-05-04
  • UT RA
    APPROVED
    Since 2017-08-28

Branch Locations

60 East South Temple 20Th Floor, Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Sandy UT 06/2017 07/2017
Stay At Home Mother Salt Lake City UT 01/2015 06/2017
Morgan Stanley Salt Lake City UT 07/2017 Present
  • 06/2017 → 07/2017
    E*Trade Securities Llc
    Sandy, UT
  • 01/2015 → 06/2017
    Stay At Home Mother
    Salt Lake City, UT
  • 07/2017 → Present
    Morgan Stanley
    Salt Lake City, UT
Other Businesses

*415519 - ECHO; Investment related No; Bethesda, MD; Research Project; Nov 2020; During business hours: 1; After business hours: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-25
S63 Uniform Securities Agent State Law Examination 2006-03-24
  • S66 Uniform Combined State Law Examination
    2017-08-25
  • S63 Uniform Securities Agent State Law Examination
    2006-03-24
Other Names
  • Sara Kelly Fredrickson
  • Sara K Smith
  • Sara K Zaugg

View on SEC IAPD

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MICHAEL GENE MEYER
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TERESA DAHL
ADAM THOMAS WILCOX
BRANDON GREGORY PEARSON
ALLEN RAY MCNEAL
Jason Scot Berryman
Cassidy Diane Kendzior

Other Offices

RUN VENTURES · SALT LAKE CITY, UT
LEP MANAGEMENT LLC · SALT LAKE CITY, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
RAYMOND JAMES & ASSOCIATES, INC. · Salt Lake City, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
D.A. DAVIDSON & CO. · SALT LAKE CITY, UT
STRATOS WEALTH PARTNERS, LTD · SALT LAKE CITY, UT
LPL FINANCIAL LLC · SALT LAKE CITY, UT

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