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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2020-04-23
  • PA RA
    APPROVED
    Since 2020-04-23

Branch Locations

235 N Sycamore St, Newton, PA 18940 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Philadelphia PA 04/2010 02/2020
Northwestern Mutual Life Insurance Company Milwaukee WI 09/2009 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 02/2020
Cambridge Investment Research, Inc. Fairfield IA 04/2020 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2020 Present
Previous Registrations
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA.04/23/20, INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 2) COMPREHENSIVE INSURANCE RISK MANAGEMENT, LLC, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 04/21/20, INV REL, 5/WK, 5/TRADING 3) MICHAEL EBERT, 39 BAILEY DRIVE, WASHINGTON CROSSING, PA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 09/01/09, 4/WK- 4/TRADING 4) CROSSING COOPERATIVE NURSERY SCHOOL, 1260 LORD STERLING ROAD, WASHINGTON CROSSING, PA, BOARD MEMBER TREASURER, 08/01/20, NIR, 3/MO- 0/TRADING 5) BOY SCOUTS OF AMERICA, TROOP 99, 41 Linden Ave, Newtown PA 18940, 09/2021, BOARD MEMBER TREASURER, NOT FOR PROFIT, NIR, 6 HR/MONTH 0 HR/MONTH TRADING 6) CALLE FINANCIAL NETWORK LLC, 235 North Sycamore St, Newtown PA 18940, United States, 04/15/2020, Director, DBA Name, INV REL, 50 HR/MO - 130 HR/MO TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-08-06
  • S63 Uniform Securities Agent State Law Examination
    2010-08-06
Designations

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