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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-04-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Philadelphia | PA | 04/2010 | 02/2020 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/2009 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 02/2020 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 04/2020 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 04/2020 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA.04/23/20, INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 2) COMPREHENSIVE INSURANCE RISK MANAGEMENT, LLC, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 04/21/20, INV REL, 5/WK, 5/TRADING 3) MICHAEL EBERT, 39 BAILEY DRIVE, WASHINGTON CROSSING, PA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 09/01/09, 4/WK- 4/TRADING 4) CROSSING COOPERATIVE NURSERY SCHOOL, 1260 LORD STERLING ROAD, WASHINGTON CROSSING, PA, BOARD MEMBER TREASURER, 08/01/20, NIR, 3/MO- 0/TRADING 5) BOY SCOUTS OF AMERICA, TROOP 99, 41 Linden Ave, Newtown PA 18940, 09/2021, BOARD MEMBER TREASURER, NOT FOR PROFIT, NIR, 6 HR/MONTH 0 HR/MONTH TRADING 6) CALLE FINANCIAL NETWORK LLC, 235 North Sycamore St, Newtown PA 18940, United States, 04/15/2020, Director, DBA Name, INV REL, 50 HR/MO - 130 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-08-06 |
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