Razvan Christian Raicu

Employer firm

Sp Asset Management LLC CRD 323369

$1.90B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 11/2016
  Wells Fargo Advisors, Llc
  San Leandro, CA
• 11/2016 → 08/2020
  Wells Fargo Clearing Services, Llc
  San Leandro, CA
• 08/2020 → Present
  Morgan Stanley Smith Barney Llc
  Los Gatos, CA
• 08/2020 → 09/2021
  Morgan Stanley Smith Barney Llc
  San Jose, CA
• 10/2024 → Present
  Sp Asset Management Llc
  Cupertino, CA

Previous Registrations

• 2020-08-21 → 2024-11-01
  Morgan Stanley
  Los Gatos, CA
  San Jose, CA
  Mission Viejo, CA
• 2017-05-24 → 2020-08-26
  Wells Fargo Clearing Services, Llc
  San Leandro, CA
  Palo Alto, CA
  San Jose, CA
  Palo Alto, CA
  Roseville, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-05-24
• S63 Uniform Securities Agent State Law Examination
  2011-06-29

Designations

• Certified Financial Planner

Other Names

• Razvan C Raicu