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Razvan Christian Raicu

Sp Asset Management LLC

Cupertino, CA

Mission Viejo, CA

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Current Employers
Sp Asset Management Llc

20380 Town Center Lane Ste 205, Cupertino, CA 95014 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-10-28
  • CA RA
    APPROVED
    Since 2024-10-28

Branch Locations

20380 Town Center Lane Ste 205, Cupertino, CA 95014 • United States

Mission Viejo, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc San Leandro CA 06/2014 11/2016
Wells Fargo Clearing Services, Llc San Leandro CA 11/2016 08/2020
Morgan Stanley Smith Barney Llc Los Gatos CA 08/2020 Present
Morgan Stanley Smith Barney Llc San Jose CA 08/2020 09/2021
Sp Asset Management Llc Cupertino CA 10/2024 Present
  • 06/2014 → 11/2016
    Wells Fargo Advisors, Llc
    San Leandro, CA
  • 11/2016 → 08/2020
    Wells Fargo Clearing Services, Llc
    San Leandro, CA
  • 08/2020 → Present
    Morgan Stanley Smith Barney Llc
    Los Gatos, CA
  • 08/2020 → 09/2021
    Morgan Stanley Smith Barney Llc
    San Jose, CA
  • 10/2024 → Present
    Sp Asset Management Llc
    Cupertino, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-05-24
S63 Uniform Securities Agent State Law Examination 2011-06-29
  • S65 Uniform Investment Adviser Law Examination
    2017-05-24
  • S63 Uniform Securities Agent State Law Examination
    2011-06-29
Designations
Other Names
  • Razvan C Raicu

View on SEC IAPD

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CHARLES SCHWAB & CO., INC. · Cupertino, CA
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