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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2009-06-11 |
| TX | RA | APPROVED | 2009-06-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Vienna | VA | 01/2006 | Present |
I*945269For profit or not for profit: Name of outside business organization: Rental Property 1Investment related: N, Address of business: Casselberry, Florida, 32707Nature of business: Position, title, association: Sole owner, Start date of relationship: 5/2/2022Number of hours devoted: 1 hour(s) Yearly Number of hours devoted during trading hours: 0Duties: I*1926420, Entity Type, Name of OBA: D.J.L. Qualified Investment Trust, Address: Casselberry, FL, 32707, Investment Related: No, Position, Title, Association: Trustee, Employee Start Date: 07/29/2024, No Hours: 10hrs/Weekly, No Hours during trading: 0, Duties I*: 1976307Entity Type: Entity For ProfitName of OBA: Lighthouse Virginia Properties LLCAddress: Alexandria, VAInvestment Related: NoPosition, Title, Association: General Partner/Managing MemberEmployee Start Date: 08/27/2024Number of Hours: 2 hrs weeklyNumber of Hours during trading: 0 Duties: to purchase real estate investments I*: 1977315Entity Type: Entity For ProfitName of OBA: Lighthouse Properties FL LLCAddress: St Petersburg, FLInvestment Related: NoPosition, Title, Association: General Partner/Managing MemberEmployee Start Date: 08/27/2024Number of Hours: 1 hr mthlyNumber of Hours during trading: 0 Duties: The nature of the LLC is related to real estate rental property in the state of FL. I inherited a home there and would like to put it under the name of the LLC. This rental property is already reported and approved on this AIM site. The purpose of the LLC is to collect the FL rental income with added protection and privacy. The responsibilities I will perform are collecting, tracking, and reporting income. I*: 1977312Entity Type: Entity For ProfitName of OBA: Mountain Lake Publishing LLCAddress: Alexandria, VAInvestment Related: NoPosition, Title, Association: General Partner/Managing MemberEmployee Start Date: 08/27/2024Number of Hours: 2 hrs mthlyNumber of Hours during trading: 0 Duties:The nature of the entity is publishing, and the purpose of the entity is to collect passive income in the form of book royalties. My responsibilities will be to submit books for publishing and track and report the income. I*: 1974278Entity Type: LLCName of OBA: Lotus Strategic Holdings LLCAddress: Alexandria, VirginiaInvestment Related: NoPosition, Title, Association: General Partner/Managing MemberEmployee Start Date: 8/2024Number of Hours: 1 hr mthlyNumber of Hours during trading: 0 Duties: Personal holding company to hold subsidiary LLCs. I*, 2768262Entity Type: For ProfitName of OBA: Rental Property 2Address: Alexandra, Virginia 22304Investment Related: NoPosition, Title, Association: Sole ownerEmployee Start Date: 09/15/2025No Hours: 4 hours per monthNo Hours during trading: 0 Duties: Rental property I*2872266Entity Type: For ProfitName of OBA: LIGHTHOUSE VIRGINIA PROPERTIES LLCAddress:Alexandria VirginiaInvestment Related:NoPosition, Title, Association:General Partner/Managing MemberStart Date:09/15/2025No Hours: 1 WeeklyNo Hours during trading:0 WeeklyDuties:to collect rental incometo provide home rental services I*4286272, Entity Type: Entity For Profit, Name of OBA: Sandstone AZ LLC, Address: Phoenix, Arizona, 85016, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee Start Date: 04/03/2026, No Hours: 20 Yearly, No Hours during Trading: 0 Yearly, Duties: Leasing once a year or less. Accounting and property management will be outsourced. Housing rental
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-06-08 |
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