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Intercarolina Financial Services, Inc. CRD 19475
$85.4M regulatory AUM 271 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
3300 Battleground Avenue Suite 202, Greensboro, NC 27410 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-03-05 |
| GA | RA | APPROVED | 2025-10-03 |
| CA | RA | APPROVED | 2025-10-02 |
Branch Locations
3300 Battleground Avenue Suite 202, Greensboro, NC 27410-2447 • UNITED STATES
Sandy Springs, GA • United States
3300 Battleground Avenue Suite 202, Greensboro, NC 27410 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wrs | Atlanta | GA | 05/2005 | Present |
| Dempsey Lord Smith, Llc | Rome | GA | 10/2014 | Present |
| Intercarolina Financial Services Inc. | Greensboro | NC | 10/2025 | Present |
1)WEEKS RETIREMENT SOLUTIONS; NON-INVESTMENT, ACTURIAL CONSULTING;OWNER; HOURLY AND FIXED CHARGE, SINCE 2002 2)WEEKS RETIREMENT SOLUTIONS LLC DBA WRS, INVESTMENT RELATED, FINANCIAL SERVICES, ADVISOR, PAID THROUGH COMMISSIONS, 40 HOURS/WEEK INCLUDING ALL TRADING HOURS. 3)SECAMP ASSOCIATION, NEWFOUND HARBOR INSTITUTE;NO;ADVISE ON PENSION PLAN, REVIEW INVESTMENT PERFORMANCE, VOTE ON BOARD MATTERS; MEMBER OF BOARD OF TRUSTEES;01/01/1997;8;8;I AM A MEMBER OF THE BOARD OF TRUSTEES,PENSION BOARD AND THE FINANCE COMMITTEE. 4) BARNWELL CONSULTING, PLAN DESIGN CONSULTING FOR FORTUNE 500 COM'S FOR POSITIVE TAX RELEIF NO HOURS AT THIS TIME 5)WEEKS FAMILY LIMITED PARTNERSHIP LLC: PASSIVE OWNERSHIP STAKE IN MULTIFAMILY RESIDENTIAL PROPERTY; NO DUTIES/NO TIME SPENT ON THIS ACTIVITY. OWNS 40% 6) W&V LIMITED LLC: PASSIVE OWNERSHIP STAKE IN MULTIFAMILY RESIDENTIAL PROPERTY; NO DUTIES/NO TIME SPENT ON THIS ACTIVITY. OWNS 40% 7)SHERWOOD FOREST; CONSULTING; 60 HRS / MONTH; OWNS 100% 8) BULK NATURAL GAS SALES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-11-20 |
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