Carola Cohen

CRD 5717836

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2014-02-07
FL	RA	APPROVED	2011-05-26

TX RA
APPROVED

Since 2014-02-07
FL RA
APPROVED

Since 2011-05-26

Branch Locations

20807 Biscayne Boulevard 5Th&6Th Floor, Aventura, FL 33180 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Aventura	FL	05/2011	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

05/2011 → Present

Morgan Stanley Smith Barney

Aventura, FL
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-05-24

S66 Uniform Combined State Law Examination

2011-05-24

Other Names

Carola Fux
Carola Fux De Cohen

View on SEC IAPD

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Nearby Investors

DIEGO P MOSCOSO

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