Mark Tracy Flowers

Current Employers

Employment History

• 09/2012 → 06/2024
  Securities America, Inc
  San Mateo, CA
• 10/2012 → Present
  Private Portfolios, Inc.
  San Mateo, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  San Mateo, CA

Previous Registrations

• 2012-04-04 → 2013-01-04
  Ams Capital Management Llc
  San Mateo, CA
• 2010-08-25 → 2011-03-08
  Cetera Investment Advisers Llc
  San Mateo, CA

Other Businesses

1. COLLABORATIVE GROUP SAN MATEO COUNTY Position: Group Participant Nature: Networking Group Investment Related: No Hours: 5 Securities Trading Hours: 0 Start Date: 1/1/2020 Address: 424 N San Mateo Dr, Ste 200, San Mateo, CA 94401-2492 Description: Collaborative group is a networking group under which we share ideas and commonalities around divorce related topics. I am a participant in the group. 2. PRIVATE PORTFOLIOS, INC Position: Sales/Service Nature: Investment Advisory Investment Related: Yes Hours: 152 Securities Trading Hours: 8 Start Date: 10/1/2012 Address: 424 N San Mateo Dr, Ste 200, San Mateo, CA 94401-2492 Description: Provide investment advice/recommendation and financial planning guidance for existing clietns on a fee basis. Provide hourly consultations for individuals and couples in divorce situations who need to financially dissolve their marriage. 3. SECOND SATURDAY DIVORCE WORKSHOPS Position: Regional Leader Nature: 501Ã,©(3) non-profit Investment Related: No Hours: 10 Securities Trading Hours: 0 Start Date: 4/13/2018 Address: 424 N San Mateo Dr, Ste 200, San Mateo, CA 94401-2492 Description: Offer general financial planning ideas related to divorce. All presentation materials have been SAI approved. If anyone wants investment or financial planning related advice, they are funneled into our RIA process. 4. MARK FLOWERS, CDFA Position: Owner Nature: Sole Proprietorship Investment Related: No Hours: 30 Securities Trading Hours: 20 Start Date: 8/14/2024 Address: 424 N San Mateo Dr, Ste 200, San Mateo, CA 94401-2492 Description: Collect financial data and provide financial balance sheets and cash flow reports relative to the client's total marital estate for divorce purposes. Provide financial disclosures (CA regulation) with client's provided info if requested. Analyze current data sets to provide options for both marital asset and income division. Sometimes separate property calculations need to be done for retirement account contributions, stock vesting, or real estate holdings. Documents securely loaded and housed in eMoney. Financial projections are housed there too. Consulting is done on per hour basis and client is welcome to transition to an asset based model when divorce is complete. 5. INDEPENDENT INSURANCE PRODUCER Position: Insurance Sales Nature: Sole Proprietorship Investment Related: No Hours: 2 Securities Trading Hours: 0 Start Date: 9/1/2009 Address: 424 N San Mateo Dr, Ste 200, San Mateo, CA 94401-2492 Description: Provide guidance and implementation of the insurance products listed above, if appropriate for the client relationship.

Exams

• S66 Uniform Combined State Law Examination
  2009-10-26

Designations

Other Names

• Mark Tracy Flowers
• Mark Flowers