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200 Park Avenue, New York, NY 10166 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2023-01-05 |
| DC | RA | APPROVED | 2023-01-04 |
| AZ | RA | APPROVED | 2022-12-19 |
| GA | RA | APPROVED | 2022-12-16 |
| NM | RA | APPROVED | 2022-12-16 |
| AK | RA | APPROVED | 2022-12-14 |
| DE | RA | APPROVED | 2022-12-14 |
| IL | RA | APPROVED | 2022-12-14 |
| IN | RA | APPROVED | 2022-12-14 |
| KY | RA | APPROVED | 2022-12-14 |
| LA | RA | APPROVED | 2022-12-14 |
| ME | RA | APPROVED | 2022-12-14 |
| OK | RA | APPROVED | 2022-12-14 |
| RI | RA | APPROVED | 2022-12-14 |
| SC | RA | APPROVED | 2022-12-14 |
| TX | RA | APPROVED | 2022-12-14 |
| VA | RA | APPROVED | 2022-12-14 |
Branch Locations
Birmingham, AL • United States
200 Park Avenue, New York, NY 10166 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jhd Financial Planning | Acworth | GA | 11/2015 | 12/2018 |
| Jim Degennaro, Realtor, American Dream Real Estate | Marietta | GA | 10/2017 | 11/2019 |
| Waypoint Direct Investments, Llc | Atlanta | GA | 03/2019 | 11/2019 |
| Invesco | Atlanta | GA | 12/2019 | 12/2022 |
| Voya Investment Managment | Atlanta | GA | 12/2022 | Present |
| Voya Investments Distributor, Llc | Windsor | CT | 12/2022 | Present |
| Voya Investments Management Co, Llc | New York | NY | 12/2022 | Present |
American Legion Post 140; No; Atlanta, GA; Charity; Vice Commander/ Board Member; 2011; 5-10 hrs/mo; 0hrs/mo;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-06-07 |
| S66 | Uniform Combined State Law Examination | 2010-12-23 |
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