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Kelsey Buckley Kocon

LPl Financial LLC

Lake Elmo, MN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2016-12-15
  • MN RA
    APPROVED
    Since 2016-12-15

Branch Locations

12445 55Th St, Ste B, Lake Elmo, MN 55042 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jack Buckley Financial Lake Elmo MN 05/2009 12/2016
Commonwealth Financial Network Waltham MA 04/2013 12/2016
Lpl Financial, Llc Lake Elmo MN 12/2016 Present
Previous Registrations
Other Businesses

1. 12/15/2016 - JACK BUCKLEY FINANCIAL/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 99%/ LAKE ELMO, MN 2. 12/15/2016 - NOTARY PUBLIC/ NOTARY/ 1%/ LAKE ELMO, MN

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-22
  • S66 Uniform Combined State Law Examination
    2014-04-22
Other Names
  • Kelsey J Buckley

View on SEC IAPD

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