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Aaron E Brandt

Edward Jones

Felton, CA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-12-21
CA RA APPROVED 2012-10-22
  • TX RA
    APPROVED_RES
    Since 2018-12-21
  • CA RA
    APPROVED
    Since 2012-10-22

Branch Locations

6630 Highway 9 Suite 102, Felton, CA 95018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 10/2012 Present
Previous Registrations
  • 2011-01-03 → 2012-09-18
    Wells Fargo Clearing Services, Llc
    San Jose, CA
    Scotts Valley, CA
  • 2009-11-23 → 2011-01-03
    Wells Fargo Investments, Llc
    Scotts Valley, CA
    Aptos, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-20
  • S66 Uniform Combined State Law Examination
    2009-11-20
Other Names
  • Aaron Edwards Brandt

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
CETERA INVESTMENT ADVISERS LLC
MORGAN STANLEY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
VALIC FINANCIAL ADVISORS, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

LAURA JANE FERGUSON
Paige Rexrode
LAUREEN MARIE YUNGMEYER
Katherine Phillips
Ivor Thomas
Cheryl Dieda Rebottaro
Casey Flom
ROBERT MASON

Other Offices

J.P. MORGAN SECURITIES LLC · SCOTTS VALLEY, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Scotts Valley, CA
EDWARD JONES · SCOTTS VALLEY, CA
CETERA INVESTMENT ADVISERS LLC · SCOTTS VALLEY, CA
MORGAN STANLEY · Santa Cruz, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Scotts Valley, CA
VALIC FINANCIAL ADVISORS, INC. · SCOTTS VALLEY, CA
EDWARD JONES · SCOTTS VALLEY, CA

More in Felton, CA

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