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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-20
CA RA APPROVED 2018-09-06
  • TX RA
    APPROVED_RES
    Since 2020-03-20
  • CA RA
    APPROVED
    Since 2018-09-06

Branch Locations

247 Mt. Hermon Rd, Scotts Valley, CA 95066 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Santa Cruz CA 09/2011 09/2018
J.P. Morgan Securities Llc Santa Cruz CA 10/2018 06/2020
J.P. Morgan Securities Llc Scotts Valley CA 06/2020 Present
Jpmorgan Chase Bank Na Scotts Valley CA 06/2020 Present
Previous Registrations
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: ACCESSIBILITY CONNECTION POSITION: SIGNER START DATE: 9/2/2017 ADDRESS: 1303 Roseville, CA DETAILS: FAMILY BUSINESS SPECIALIZING IN HOME REMODELING. HOURS DEDICATED (per month unless otherwise indicated): NONE HOURS DURING TRADING: NONE INVESTMENT RELATED: NO

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-29
S65 Uniform Investment Adviser Law Examination 2007-10-19
S63 Uniform Securities Agent State Law Examination 2007-08-08
  • S66 Uniform Combined State Law Examination
    2018-08-29
  • S65 Uniform Investment Adviser Law Examination
    2007-10-19
  • S63 Uniform Securities Agent State Law Examination
    2007-08-08
Other Names
  • Laura Jane Ludeman

View on SEC IAPD

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