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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-11-05 |
| TX | RA | APPROVED | 2020-11-02 |
Branch Locations
250 Catalonia Ave Suite 600, Coral Gables, FL 33134 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Coral Gables | FL | 10/2012 | 11/2020 |
| Mml Investors Services Llc | Coral Gables | FL | 03/2013 | 11/2020 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2020 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2020 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 11/05/20 2) RPC ADVISORY GROUP, DBA , 250 CATALONIA STE 600, CORAL GABLES FL, 08/06/2021, 160 HR/MO- 160/TRADING HR.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-04 |
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