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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-20 |
| PA | RA | APPROVED | 2017-03-25 |
Branch Locations
16 Campus Blvd Suite 200, Newtown Square, PA 19073 • United States
Lansdale, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Newtown | PA | 01/2015 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Newtown Square | PA | 07/2016 | Present |
| Mml Investors Services, Llc | Newtown Square | PA | 03/2017 | Present |
Name: Adam Douglas Inv rel: Y Add: 16 Campus Blvd Newtown Square Nature: NonMMLIA Insurance Brokerage Position: Agent Start date: 05/2017 No. HR/MO: 1 No. HR/MO during sec trading: 1 Describe duties: Selling Individual Life
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-03-14 |
| S63 | Uniform Securities Agent State Law Examination | 2009-10-22 |
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