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1201 Network Centre Drive, Effingham, IL 62401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-12-05 |
Branch Locations
6838 E State Street, Rockford, IL 61108 • United States
1201 Network Centre Drive, Effingham, IL 62401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allstate Investments | Northbrook | IL | 06/2015 | 12/2017 |
| Guggenheim Insurance | Chicago | IL | 12/2017 | 02/2019 |
| Cibc Bank Usa | Chicago | IL | 02/2019 | 01/2022 |
| Arvest Wealth Management | Overland Park | KS | 01/2022 | 09/2024 |
| Arvest Bank | Overland Park | KS | 01/2022 | 09/2024 |
| Midland Wealth Advisors, Llc | Rockford | IL | 09/2024 | Present |
| Midland States Bank | Rockford | IL | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-12-10 |
| S65 | Uniform Investment Adviser Law Examination | 2010-01-09 |
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