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Current Employers
Midland Wealth Management

1201 Network Centre Drive, Effingham, IL 62401 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-12-05
  • IL RA
    APPROVED
    Since 2024-12-05

Branch Locations

6838 E State Street, Rockford, IL 61108 • United States

1201 Network Centre Drive, Effingham, IL 62401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allstate Investments Northbrook IL 06/2015 12/2017
Guggenheim Insurance Chicago IL 12/2017 02/2019
Cibc Bank Usa Chicago IL 02/2019 01/2022
Arvest Wealth Management Overland Park KS 01/2022 09/2024
Arvest Bank Overland Park KS 01/2022 09/2024
Midland Wealth Advisors, Llc Rockford IL 09/2024 Present
Midland States Bank Rockford IL 09/2024 Present
  • 06/2015 → 12/2017
    Allstate Investments
    Northbrook, IL
  • 12/2017 → 02/2019
    Guggenheim Insurance
    Chicago, IL
  • 02/2019 → 01/2022
    Cibc Bank Usa
    Chicago, IL
  • 01/2022 → 09/2024
    Overland Park, KS
  • 01/2022 → 09/2024
    Arvest Bank
    Overland Park, KS
  • 09/2024 → Present
    Midland Wealth Advisors, Llc
    Rockford, IL
  • 09/2024 → Present
    Midland States Bank
    Rockford, IL
Previous Registrations
  • 2022-01-13 → 2024-09-18
    Overland Park, KS
    Ft Smith, AR
  • 2010-01-11 → 2013-12-31
    Nest Investment Group, Llp
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-12-10
S65 Uniform Investment Adviser Law Examination 2010-01-09
  • S63 Uniform Securities Agent State Law Examination
    2014-12-10
  • S65 Uniform Investment Adviser Law Examination
    2010-01-09
Designations

View on SEC IAPD

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