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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-18
FL RA APPROVED 2017-05-25
  • TX RA
    APPROVED_RES
    Since 2021-06-18
  • FL RA
    APPROVED
    Since 2017-05-25

Branch Locations

1605 Main St 12Th & 14Th Fls, Sarasota, FL 34236 • United States

Nokomis, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities, Inc Cranston RI 02/2016 01/2017
Citizens Bank Cranston RI 02/2016 01/2017
Wells Fargo Clearing Services, Llc. Boca Raton FL 05/2017 Present
Wells Fargo Bank Na Boca Raton FL 05/2017 Present
Unemployed Boynton Beach FL 02/2017 04/2017
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-11-17
S63 Uniform Securities Agent State Law Examination 2009-11-23
  • S65 Uniform Investment Adviser Law Examination
    2016-11-17
  • S63 Uniform Securities Agent State Law Examination
    2009-11-23
Other Names
  • Devon Greif
  • Devon C Mackinnon
  • Devon Catherine Greif
  • Devon Catherine Mackinnon
  • Devon Mackinnon

View on SEC IAPD

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