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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-18 |
| FL | RA | APPROVED | 2017-05-25 |
Branch Locations
1605 Main St 12Th & 14Th Fls, Sarasota, FL 34236 • United States
Nokomis, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Securities, Inc | Cranston | RI | 02/2016 | 01/2017 |
| Citizens Bank | Cranston | RI | 02/2016 | 01/2017 |
| Wells Fargo Clearing Services, Llc. | Boca Raton | FL | 05/2017 | Present |
| Wells Fargo Bank Na | Boca Raton | FL | 05/2017 | Present |
| Unemployed | Boynton Beach | FL | 02/2017 | 04/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 2009-11-23 |
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