Daniel Wayne Kutzkey

Employer firm

Maxwell Financial Group, Inc CRD 167863

$8.80M regulatory AUM 50 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• THIRD PARTY PORTFOLIO SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → Present
  Maxwell Financial Group, Inc
  Manhattan Beach, CA

Previous Registrations

• 2012-04-13 → 2013-04-09
  Mml Investors Services, Llc
  Los Angeles, CA
• 2011-06-01 → 2011-08-19
  Northwestern Mutual Investment Services, Llc
  Los Angeles, CA
• 2008-07-22 → 2011-04-28
  Ameritas Investment Company, Llc
  Los Angeles, CA
  Lincoln, NE
• 2008-01-02 → 2008-06-26
  Signator Investors, Inc.
  Calabasas, CA
• 2006-03-10 → 2007-09-11
  Ameriprise Financial Services, Llc
  Newport Beach, CA
  Long Beach, CA

Other Businesses

NAME: DAN KUTZKEY INV REL: Y ADD: 1500 10TH STREET, MANHATTAN BEACH, CA 90266 NATURE: IND LIFE INS, HEALTH INS, GRP LIFE INS, GRP HEALTH INS POSITION: SALES START DATE: 1/1/10 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 NAME: DAN KUTZKEY INV REL: Y ADD: 1500 10TH STREET, MANHATTAN BEACH, CA 90266 NATURE: SERVICE OF OUTSIDE GROUP ANNUITY POSITION: SALES START DATE: 1/1/10 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: SERVICE OF OUTSIDE GROUP ANNUITY

Exams

• S66 Uniform Combined State Law Examination
  2006-02-15